About NFP Securities, Inc.

NFP Securities, Inc. is our broker/dealer. NFPSI has a fully disclosed  clearing relationship with National Financial Services LLC . In this role, National Financial Services LLC is responsible for providing trade execution, clearing and settlement, and acting as a custodian for our clients' account assets.

Established in 1983, National Financial Services LLC, a Fidelity Investments company, is one of the largest providers of brokerage services. The strength and reputation of Fidelity is one of the reasons that NFP Securities, Inc. chooses to work with National Financial Services LLC.

Protection of Customer Assets

National Financial Services LLC is a member of the Securities Investor Protection Corporation (SIPC) which was created in 1970 by Congress to help protect customers of member broker/dealer firms. To supplement its SIPC coverage, National Financial Services LLC has additional protection for customers' cash and securities through the Customer Asset Protection Company (CAPCO). CAPCO provides protection above SIPC limits to its broker/dealers for its clients' securities accounts. Neither SIPC or CAPCO coverage protects against a decline in the market value of your securities.For more detail, please see www.sipc.org.

NFP Securities, Inc. is an independent company and is not affilitated with National Financial Services LLC.