Broker Check


As independent financial advisors, we are able to provide our clients with independent advice and solutions designed to help you achieve your goals and dreams. However, we are not alone. We have chosen to associate with Kestra Investment Services, LLC a leading Broker/Dealer, which provides us with leading edge technology platforms, infrastructure and compliance support in order to facilitate investments, transactions and processing on behalf of our clients.

Protection of Customer Assets

Securities in accounts carried by our clearing firm are protected in accordance with the Securities Investor Protection Corporation ("SIPC") up to $500,000. For claims filed on or after July 22, 2010, the $500,000 total amount of SIPC protection is inclusive of up to $250,000 protection for claims for cash, subject to periodic adjustments for inflation in accordance with terms of the SIPC statute and approval by SIPC's Board of Directors. Our clearing firm also has arranged for coverage above these limits. Neither coverage protects against a decline in the market value of securities, nor does either coverage extend to certain securities that are considered ineligible for coverage. For more details on SIPC, or to request a SIPC brochure, visit or call 1-202-371-8300.